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Introduction to U.S. Tobacco Product Premarket Application (PMTA)

Date:2024-04-11 10:20:33 Classification :【Statute】 Visits:
Tobacco product premarket application (PMTA1) refers to the U.S. Federal Food, Drug, and Cosmetic Act (FD&C Act) Section 910(a)(2) on February 15, 2007 If a new tobacco product (New Tobacco Product) is to be legally sold in the United States, it must submit an application to the US Food and Drug Administration (US FDA2), undergo review and obtain approval.



In 2021, FDA determines the final PMTA rules, namely: Premarket Tobacco Product Applications and Recordkeeping Requirements.

1) This rule specifies the content, format and review format required for PMTA.

2) In order for FDA to complete a substantive review of the PMTA, the application must include the information mentioned in the final rule.

3) The rule also requires manufacturers to maintain records to prove that their tobacco products are legally sold.

4) The final PMTA rule also includes information on how to amend or withdraw an application, how FDA communicates with applicants, and FDA’s disclosure procedures.

Preparing and Submitting a PMTA (Preparing and Submitting a PMTA)

In October 2023, the FDA's Center for Tobacco Products (CTP) released the sixth edition of the "Electronic Submission File Formats And Specifications" document, which clarified the relevant requirements for electronic submissions. Detailed explanations, especially demonstrations of Heading of Contents and Hierarchic.


For example, an electronic document should contain 7 templates:

1) Module 1: Administrative information (Module 1: Administrative)

2) Module 2: Summary (Module 2: Summary)

3) Module 3: Product Description and Manufacturing

4) Module 4: Nonclinical

5) Module 5: Clinical - Product Impact on Individual Health (Module 5: Clinical - Product Impact on Individual Health)

6) Module 6: Clinical – Product Impact on Population Health Module 6: Clinical – Product Impact on Population Health)

7) Module 7: Environmental Impact (Module 7: Environmental Impact)

Tools for electronic submission: eSubmitter Software

Data submission platform: CTP Portal



The PMTA review process can be roughly divided into 6 processes, as follows:

PMTA review process


Submission Tracking Number (STN) refers to the code assigned by the system after FDA receives the applicant's information, such as PMTA or supplementary PMTA, and conducts preliminary review by the system. Primarily used to identify any previously submitted information about tobacco products that matches the applicant. This process occurs around Phase 0 (i.e. before or after the meeting). Getting an STN is just the beginning of a PMTA.


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